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Implementing the ADAAs a manager of human resources, one of your most important tasks is administering the process of providing reasonable accommodation for employees with disabilities. Below you'll find the information you need to help determine what's required and how to document the accommodation process as well as how to modify workplace policies, evaluate job performance, and find help resolving disputes.
Since the 1970s, "reasonable accommodation" has been required by the regulations of the Equal Employment Opportunity Commission, the Office of Federal Contract Compliance Programs, and the Department of Justice, pursuant to sections 501, 503, and 504, respectively, of the Rehabilitation Act of 1973. Making "reasonable accommodation"
to the known physical or mental limitations of a qualified applicant
or employee with a disability is generally regarded as a key to the
successful employment of persons with disabling conditions. The ADA
defines "reasonable accommodation" as efforts that may include:
There are several modifications
or adjustments that are not considered forms of reasonable
accommodation. An employer does not have to eliminate an essential
function, i.e., a fundamental duty of the position. This is because
a person with a disability who is unable to perform the essential
functions, with or without reasonable accommodation, is not a "qualified"
individual with a disability within the meaning of the ADA. Nor
is an employer required to lower production standards--whether
qualitative or quantitative--that are applied uniformly to employees
with and without disabilities. However, an employer may have to provide reasonable accommodation to enable an employee with a disability to meet the production standard. While an employer is not required to eliminate an essential function or lower a production standard, it may do so if it wishes. An employer does not
have to provide personal use items needed in accomplishing daily
activities both on and off the job. Thus, an employer is not required
to provide an employee with a prosthetic limb, a wheelchair, eyeglasses,
hearing aids, or similar devices if they are also needed off the job.
Nor is an employer is not required to provide personal use amenities,
such as a hot pot or refrigerator, if those items are not provided
to employees without disabilities. However, items that might otherwise
be considered personal may be required as reasonable accommodations
where they are specifically designed or required to meet job-related
rather than personal needs. ACCOMMODATIONS
MUST BE EFFECTIVE REQUESTING
AN ACCOMMODATION While an individual with a disability may request a change due to a medical condition, this request does not necessarily mean that the employer is required to provide the change. A request for reasonable accommodation is the first step in an informal, interactive process between the individual and the employer. In some instances, before addressing the merits of the accommodation request, the employer needs to determine if the individual's medical condition meets the ADA definition of "disability," a prerequisite for the individual to be entitled to a reasonable accommodation. A family member, friend, health professional, or other representative may request a reasonable accommodation on behalf of an individual with a disability. Of course, the individual with a disability may refuse to accept an accommodation that is not needed. Requests for reasonable accommodation do not need to be in writing. Individuals may request accommodations in conversation or may use any other mode of communication. An employer may choose to write a memorandum or letter confirming the individual's request. Alternatively, an employer may ask the individual to fill out a form or submit the request in written form, but the employer cannot ignore the initial request. An employer also may request reasonable documentation that the individual has an ADA disability and needs a reasonable accommodation. An individual with a disability may request a reasonable accommodation at any time during the application process or during the period of employment. The ADA does not preclude an employee with a disability from requesting a reasonable accommodation because s/he did not ask for one when applying for a job or after receiving a job offer. Rather, an individual with a disability should request a reasonable accommodation when s/he knows that there is a workplace barrier that is preventing him/her, due to a disability, from effectively competing for a position, performing a job, or gaining equal access to a benefit of employment. As a practical matter, it may be in an employee's interest to request a reasonable accommodation before performance suffers or conduct problems occur. The employer and the individual with a disability should engage in an informal process to clarify what the individual needs and identify the appropriate reasonable accommodation. The employer may ask the individual relevant questions that will enable it to make an informed decision about the request. This includes asking what type of reasonable accommodation is needed. The exact nature of the dialogue will vary. In many instances, both the disability and the type of accommodation required will be obvious, and thus there may be little or no need to engage in any discussion. In other situations, the employer may need to ask questions concerning the nature of the disability and the individual's functional limitations in order to identify an effective accommodation. While the individual with
a disability does not have to be able to specify the precise accommodation,
s/he does need to describe the problems posed by the workplace barrier.
Suggestions from the individual with a disability may assist the employer
in determining the type of reasonable accommodation to provide. Where
the individual or the employer are not familiar with possible accommodations,
there are extensive public and private resources to help the employer
identify reasonable accommodations once the specific limitations and
workplace barriers have been ascertained. DOCUMENTING
THE PROCESS Reasonable documentation means that the employer may require only the documentation that is needed to establish that a person has an ADA disability, and that the disability necessitates a reasonable accommodation. Thus, an employer, in response to a request for reasonable accommodation, cannot ask for documentation that is unrelated to determining the existence of a disability and the necessity for an accommodation. This means that in most situations an employer cannot request a person's complete medical records because they are likely to contain information unrelated to the disability at issue and the need for accommodation. If an individual has more than one disability, an employer can request information pertaining only to the disability that requires a reasonable accommodation. An employer may require that the documentation about the disability and the functional limitations come from an appropriate health care or rehabilitation professional. The appropriate professional in any particular situation will depend on the disability and the type of functional limitation it imposes. Appropriate professionals include, but are not limited to, doctors (including psychiatrists), psychologists, nurses, physical therapists, occupational therapists, speech therapists, vocational rehabilitation specialists, and licensed mental health professionals In requesting documentation, employers should specify what types of information they are seeking regarding the disability, its functional limitations, and the need for reasonable accommodation. The individual can be asked to sign a limited release allowing the employer to submit a list of specific questions to the health care or vocational professional. As an alternative to requesting documentation, an employer may simply discuss with the person the nature of his/her disability and functional limitations. It would be useful for the employer to make clear to the individual why it is requesting information, i.e., to verify the existence of an ADA disability and the need for a reasonable accommodation. If an individual's disability or need for reasonable accommodation is not obvious, and s/he refuses to provide the reasonable documentation requested by the employer, then s/he is not entitled to reasonable accommodation. On the other hand, failure by the employer to initiate or participate in an informal dialogue with the individual after receiving a request for reasonable accommodation could result in liability for failure to provide a reasonable accommodation. The ADA does not prevent an employer from requiring an individual to go to an appropriate health professional of the employer's choice if the individual provides insufficient information from his/her treating physician (or other health care professional) to substantiate that s/he has an ADA disability and needs a reasonable accommodation. However, if an individual provides insufficient documentation in response to the employer's initial request, the employer should explain why the documentation is insufficient and allow the individual an opportunity to provide the missing information in a timely manner. Documentation is insufficient
if it does not specify the existence of an ADA disability and explain
the need for reasonable accommodation. Any medical examination conducted
by the employer's health professional must be job-related and consistent
with business necessity. This means that the examination must be limited
to determining the existence of an ADA disability and the functional
limitations that require reasonable accommodation. If an employer
requires an employee to go to a health professional of the employer's
choice, the employer must pay all costs associated with the visit(s)/ ESSENTIAL
JOB FUNCTIONS To be a qualified individual with a disability in the employment context, the applicant or employee must satisfy the requisite skill, experience, education, and other job-related requirements of the position, and must be able to perform the essential functions of the job with or without reasonable accommodation. The inquiry into whether a particular function is essential focuses initially on whether the employer actually requires employees in the position to perform the functions that the employer asserts are essential. If the individual who holds the position is actually required to perform the function the employer asserts is essential, the inquiry will then center on whether removing the function would fundamentally alter that position. This determination of whether a particular function is essential will generally include one or more of the following factors listed in the EEOC regulation:
The ADA regulation
states that relevant evidence as to whether a function is essential may include::
UNDUE
HARDSHIP Undue hardship refers not only to financial difficulty, but to reasonable accommodations that are unduly disruptive, or those that would fundamentally alter the nature or operation of the business. An employer must assess on a case-by-case basis whether a particular reasonable accommodation would cause undue hardship. The ADA's "undue hardship" standard is different from that applied by courts under Title VII of the Civil Rights Act of 1964 for religious accommodation. The term is generally defined as "requiring significant difficulty or expense." Criteria used for establishing this defense:
The ADA's legislative history indicates that Congress wanted employers to consider all possible sources of outside funding when assessing whether a particular accommodation would be too costly. Undue hardship is determined based on the net cost to the employer. Thus, an employer should determine whether funding is available from an outside source, such as a state rehabilitation agency, to pay for all or part of the accommodation. In addition, the employer should determine whether it is eligible for certain tax credits or deductions to offset the cost of the accommodation. Also, to the extent that a portion of the cost of an accommodation causes undue hardship, the employer should ask the individual with a disability if s/he will pay the difference. If an employer determines that one particular reasonable accommodation will cause undue hardship, but a second type of reasonable accommodation will be effective and will not cause an undue hardship, then the employer must provide the second accommodation. An employer cannot claim undue hardship based on employees' (or customers') fears or prejudices toward the individual's disability. Nor can undue hardship be based on the fact that provision of a reasonable accommodation might have a negative impact on the morale of other employees. Employers, however, may be able to show undue hardship where provision of a reasonable accommodation would be unduly disruptive to other employees' ability to work. A cost-benefit analysis does
not determine whether a reasonable accommodation will cause undue hardship.
A cost-benefit analysis assesses the cost of a reasonable accommodation
in relation to the perceived benefit to the employer and the employee. While
certain courts have applied a cost-benefit approach, the EEOC's position
is that neither the statute nor the legislative history supports a cost-benefit
analysis to determine whether a specific accommodation causes an undue hardship.
Whether the cost of a reasonable accommodation imposes an undue hardship
depends on the employer's resources, not on the individual's salary, position,
or status (e.g., full-time versus part-time, salary versus hourly wage,
permanent versus temporary). DETERMINING
WHAT'S A REASONABLE ACCOMMODATION This process works well for making accommodations in the job application process and in providing equal benefits and privileges of employment. An employer or union should take the following steps:
In some cases, neither the person who needs the accommodation nor the employer can readily identify the appropriate accommodation. The individual may not know enough about the equipment used or the nature of the worksite to suggest an appropriate accommodation. Likewise, the employer may not have enough knowledge of the person's disability or the limitations that disability would impose on the performance of the job to know which accommodation would work. In such a situation, the employer should first assess the job by analyzing the actual duties of the position to determine what is the true purpose or object of the job, and what are the essential functions of the job that the individual with a disability must perform with or without reasonable accommodation. Then, in
consultation with the individual, the employer should assess the specific
limitations imposed by the disability on the person's performance
of the job's essential functions.
If the consultation
still does not reveal accommodation options, the employer should seek technical
assistance from relevant local and regional sources such as: state or local
vocational rehabilitation agencies, commissions for the blind, independent
living centers, technology assistance centers, or specific professionals
such as ergonomists, occupational or physical therapists, psychologists,
or supported employment or vocational rehabilitation counselors.
The employer may choose among reasonable accommodations as long as the chosen accommodation is effective. Thus, as part of the interactive process, the employer may offer alternative suggestions for reasonable accommodations and discuss their effectiveness in removing the workplace barrier that is impeding the individual with a disability. If there are two possible reasonable accommodations, and one costs more or is more burdensome than the other, the employer may choose the less expensive or burdensome accommodation as long as it is effective (i.e., it would remove a workplace barrier, thereby providing the individual with an equal opportunity to apply for a position, perform the essential functions of a position, or gain equal access to a benefit or privilege of employment). Similarly, when there are two or more effective accommodations, the employer may choose the one that is easier to provide. In either situation, the employer does not have to show that it is an undue hardship to provide the more expensive or more difficult accommodation. If more than one accommodation is effective, "the preference of the individual with a disability should be given primary consideration. However, the employer providing the accommodation has the ultimate discretion to choose between effective accommodations." An employer should respond expeditiously to a request for reasonable accommodation. If the employer and the individual with a disability need to engage in an interactive process, this too should proceed as quickly as possible. Similarly, the employer should act promptly to provide the reasonable accommodation. Unnecessary delays can result in a violation of the ADA. An employer may not require a qualified individual with a disability to accept an accommodation. If, however, an employee needs a reasonable accommodation to perform an essential function or to eliminate a direct threat, and refuses to accept an effective accommodation, s/he may not be qualified to remain in the job. If an employer has provided one reasonable accommodation, it may have to provide additional reasonable accommodations requested by an individual with a disability. The duty to provide reasonable accommodation is an ongoing one. Certain individuals require only one reasonable accommodation, while others may need more than one. Still others may need one reasonable accommodation for a period of time, and then at a later date, require another type of reasonable accommodation. If an individual requests multiple reasonable accommodations, s/he is entitled only to those accommodations that are necessitated by a disability and that will provide an equal employment opportunity. An employer must consider each request for reasonable accommodation and determine: (1) whether the accommodation is needed, (2) if needed, whether the accommodation would be effective, and (3) if effective, whether providing the reasonable accommodation would impose an undue hardship. As a general rule, the individual with a disability--who has the most knowledge about the need for reasonable accommodation--must inform the employer that an accommodation is needed. However, an employer should initiate
the reasonable accommodation interactive process without being asked if
the employer: (1) knows that the employee has a disability, (2) knows, or
has reason to know, that the employee is experiencing workplace problems
because of the disability, and (3) knows, or has reason to know, that the
disability prevents the employee from requesting a reasonable accommodation.
If the individual with a disability states that s/he does not need a reasonable
accommodation, the employer will have fulfilled its obligation. Three sample discipline and performance scenarios:
CONFIDENTIALITY COSTS Approximately how much did the accommodation cost to make? [N=684]
*From:
President's Committee on Employment of People with Disabilities' Job
Accommodation Network (JAN). APPLICANTS After a conditional offer of employment is extended, an employer may inquire whether applicants will need reasonable accommodations related to anything connected with the job (i.e., job performance or access to benefits/privileges of the job) as long as all entering employees in the same job category are asked this question. An employer must provide a reasonable accommodation to a qualified applicant with a disability that will enable the individual to have an equal opportunity to participate in the application process and to be considered for a job (unless it can show undue hardship). Thus, individuals with
disabilities who meet initial requirements to be considered for a
job should not be excluded from the application process because the
employer speculates, based on a request for reasonable accommodation
for the application process, that it will be unable to provide the
individual with reasonable accommodation to perform the job. EMPLOYMENT
BENEFITS Benefits and privileges of employment include, but are not limited to, employer-sponsored: (1) training, (2) services (e.g., employee assistance programs (EAP's), credit unions, cafeterias, lounges, gymnasiums, auditoriums, transportation), and (3) parties or other social functions (e.g., parties to celebrate retirements and birthdays, and company outings). Employers provide information to employees through different means, including computers, bulletin boards, mailboxes, posters, and public address systems. Employers must ensure that employees with disabilities have access to information that is provided to other similarly-situated employees without disabilities, regardless of whether they need it to perform their jobs. Employers must provide reasonable accommodation (e.g., sign language interpreters; written materials produced in alternative formats, such as Braille, large print, or on audio-cassette) that will provide employees with disabilities with an equal opportunity to participate in employer-sponsored training. This requirement applies to both in-house training and training provided by an outside entity. Employers arranging with
an outside entity to provide training may wish to avoid such problems
by specifying in the contract who has the responsibility to provide
appropriate reasonable accommodations. Similarly, employers should
ensure that any offsite training will be held in an accessible facility
if they have an employee who, because of a disability, requires such
an accommodation. JOB
PERFORMANCE JOB
RESTRUCTURING
An employer never has to
reallocate essential functions as a reasonable accommodation, but
can do so if it wishes. LEAVES Employers should allow an employee with a disability to exhaust accrued paid leave first and then provide unpaid leave. If an employee with a disability needs additional unpaid leave as a reasonable accommodation, the employer must modify its "no-fault" leave policy to provide the employee with the additional leave, unless it can show that: (1) there is another effective accommodation that would enable the person to perform the essential functions of his/her position, or (2) granting additional leave would cause an undue hardship. Modifying workplace policies, including leave policies, is a form of reasonable accommodation. An employee with a disability who is granted leave as a reasonable accommodation is entitled to return to his/her same position unless the employer demonstrates that holding open the position would impose an undue hardship. An employer cannot penalize an employee for work missed during leave taken as a reasonable documentation. To do so would be retaliation for the employee's use of a reasonable accommodation which s/he is entitled under the law. When an employee requests leave as a reasonable accommodation, an employer may provide an accommodation that requires him/her to remain on the job instead if the employer's reasonable accommodation would be effective and eliminate the need for leave. How long can an employee be on a leave of absence? Employers are concerned about violating ADA if they terminate an employee for exceeding the leave of absence time provisions in the company policy. This is for situations where a leave of absence is the only accommodation available. Granting a leave of absence is a reasonable accommodation under the ADA. In the ADA guidelines, there is no time restriction on the length of time of the leave. However, if the leave of absence causes the business an "undue hardship" the employer is not required to make the accommodation. If an employer can find another effective accommodation (other than the leave) that would enable the person to perform the essential functions of the job then that accommodation can be used. Employers should be careful of attendance policies (such as "no-fault" attendance policies) because modifying workplace policies, including leave policies, is a form of reasonable accommodation. Employers should be aware that if an accommodation is denied because of "undue hardship" to the business, the employer should be prepared to justify the denial of the accommodation. A determination of undue hardship should be based on several factors, including: the nature and cost of the accommodation needed; the overall financial resources of the organization (size, number of employees and type and location of facilities); the type of operation of the employer; and the impact of the accommodation on the operation of the facility. Employers should investigate
all possible accommodations before making the decision to terminate an employee
for exceeding the company's leave of absence time provisions. MODIFIED
OR PART-TIME SCHEDULES An employer must provide
a modified or part-time schedule when required as a reasonable accommodation,
absent undue hardship, even if it does not provide such schedules
for other employees. Employers should carefully assess whether modifying
the hours could significantly disrupt their operations--that is, cause
undue hardship--or whether the essential functions may be performed
at different times with little or no impact on the operations or the
ability of other employees to perform their jobs. MODIFIED
WORKPLACE POLICIES REASSIGNMENT There is no obligation for the employer to assist the individual to become qualified. Thus, the employer does not have to provide training so that the employee acquires necessary skills to take a job. The employer, however, would have to provide an employee with a disability who is being reassigned with any training that is normally provided to anyone hired for or transferred to the position. Before considering reassignment as a reasonable accommodation, employers should first consider those accommodations that would enable an employee to remain in his/her current position. Reassignment is the reasonable accommodation of last resort and is required only after it has been determined that: (1) there are no effective accommodations that will enable the employee to perform the essential functions of his/her current position, or (2) all other reasonable accommodations would impose an undue hardship. The employer must reassign the individual to a vacant position that is equivalent in terms of pay, status, or other relevant factors (e.g., benefits, geographical location) if the employee is qualified for the position. If there is no vacant equivalent position, the employer must reassign the employee to a vacant lower level position for which the individual is qualified. Reassignment does not include giving an employee a promotion. Thus, an employee must compete for any vacant position that would constitute a promotion. An employer must offer
reassignment as a reasonable accommodation even if it does not allow
any of its employees to transfer from one position to another. The
ADA contains no language limiting the obligation to reassign only
to positions within an office, branch, agency, etc. Rather, the extent
to which an employer must search for a vacant position will be an
issue of undue hardship. An employer has to notify an employee with
a disability about vacant positions. The employer is in the best position
to know which jobs are vacant or will become vacant within a reasonable
period of time. DISCIPLINE
AND CONDUCT RULES An employer may discipline
an employee with a disability for engaging in such misconduct if it
would impose the same discipline on an employee without a disability.
Since reasonable accommodation is always prospective, an employer
is not required to excuse past misconduct even if it is the result
of the individual's disability. CURRENT
PRACTICES
Results of a recent employer survey at Cornell University show that many employers are making accommodations.
**Less than 1 percent The study also asked the chief resources used to deal with ADA issues; Table 2 shows the results of this inquiry.
Note: Percentages may not total 100%
due to non-response. BEYOND
THE ADA
Access Guide Home | Why Hire People with Disabilities? Copyright
© 2000 Cornell University. |
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